About Us

Our Qualifications

Tim Buggy, as a Retirement Planning Specialist and the former Branch Manager of the Pittsburgh Branch of Equitable Advisors, has been assisting clients in meeting their financial goals since 1985.

 

Education & Licenses:

Certificate in Retirement Planning (Wharton)**

Series 6 - Investment Company and Variable Contracts Product Rep.

Series 63 - Uniform Securities Agent State Law Exam

Series 26 - Investment Company and Variable Contracts Product Principle

Series 7 - Full Registration/General Securities Representative

Series 65 - Uniform Investment Advisor

Series 24 - General Securities Principle

Series 53 - Municipal Securities Principle

Indiana University of Pennsylvania, B.S.

 

Professional Organizations & Affiliations

National Association of Insurance and Financial Advisors

Past-President, Indiana County Life Underwriters

Past-President, Indiana Kiwanis Club

Past-Board Member, Indiana County United Way

Past Board Member, Indiana County YMCA

Past Board Member, Indiana County Arts Council

 

Awards & Recognition

Centurion Award

1999 President's Trophy

2000 Chairman's Trophy

District Leadership Awards (2)

National Leader Corp

Past Branch Manager, Pittsburgh Branch Equitable Advisors

 

* * Certificate awarded based on completion of a training program at the Wharton School, University of Pennsylvania
 

 

 

 

 

 

 

 

 

 

 

 

 

Equitable Advisors is the brand name of AXA Advisors, LLC (Member FINRA, SIPC)

The Retirement Planning Specialist title is awarded by Equitable Advisors, based upon the Financial Professional's (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. In a collaboration between the Wharton School and Equitable Advisors' affiliated life insurance carrier, coursework for the certificate was developed exclusively for Equitable Advisors FPs, and the title may be used only by FPs who have completed the required coursework and maintain the title through ongoing continuing education requirements. To verify that an FP has earned and holds the title in good standing, contact us at atretirement@equitable.com. Complaints about an Equitable Advisors FP should be directed to customer.relations@equitable.com. Equitable Advisors is the brand name of AXA Advisors, LLC.

Securities offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC and its insurance agency subsidiaries. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, AXA Network Insurance Agency of Utah, LLC. AXA Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Equitable Holdings, Inc. is a publicly traded corporation, and its subsidiaries are currently using trademarks including the "AXA" name, AXA logo and associated trademarks of AXA SA under license.

Link to equitable.com

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